Regulatory Disclosures
Important information regarding the regulatory status of Carro Broking Limited and its activities.
Carro Broking Limited provides financial services only in jurisdictions where it is appropriately authorised, exempt or permitted to operate.
References on this website to underwriting, brokerage, investment management, market making, securities distribution or other regulated activities should be read subject to the specific permissions, registrations and limitations applicable to Carro Broking Limited, its affiliates and its appointed counterparties.
Carro may conduct certain activities through or in cooperation with appropriately licensed broker-dealers, investment firms, asset managers, exchange members, custodians or other regulated financial institutions.
Market-making services are provided only in securities, products, venues and jurisdictions for which the relevant entity has been properly approved or appointed. Market-making activity does not guarantee liquidity, trading volume, price stability or the availability of a continuous market.
Details of Carro Broking Limited’s registrations, permissions, regulated affiliates and complaints procedure are available upon written request to compliance@carrobroking.com.